2025年6月19日 HKCSA x Freshfields ｢探索監管機構與受監管者的關係｣專題研討會

2025-06-20 17:38

<p style="text-align:justify; text-indent:28pt; width:auto"><span style="font-size:10.5pt; width:auto"><span style="line-height:150%; width:auto"><span style="width:auto"><span style="font-family:Calibri,sans-serif; width:auto"><span style="font-size:14pt; width:auto"><span style="line-height:150%; width:auto"><span style="font-family:DFKai-SB; width:auto">為促進會員深刻理解香港金融行業監管機制及監管關係背後的底层邏輯</span></span></span><span style="font-size:14pt; width:auto"><span style="line-height:150%; width:auto"><span style="font-family:宋体; width:auto">，</span></span></span><span style="font-size:14pt; width:auto"><span style="line-height:150%; width:auto"><span style="font-family:DFKai-SB; width:auto">香港中資證券業協會於</span></span></span><span lang="EN-US" style="font-size:14pt; width:auto"><span style="line-height:150%; width:auto"><span style="font-family:DFKai-SB; width:auto">6</span></span></span><span style="font-size:14pt; width:auto"><span style="line-height:150%; width:auto"><span style="font-family:DFKai-SB; width:auto">月</span></span></span><span lang="EN-US" style="font-size:14pt; width:auto"><span style="line-height:150%; width:auto"><span style="font-family:DFKai-SB; width:auto">19</span></span></span><span style="font-size:14pt; width:auto"><span style="line-height:150%; width:auto"><span style="font-family:DFKai-SB; width:auto">日下午舉辦了一場以｢探索監管机构與受監管者的關係｣的專題持續培訓(CPT)。</span></span></span></span></span></span></span></p> <p style="text-align:justify; text-indent:28pt; width:auto"><span style="font-size:10.5pt; width:auto"><span style="line-height:150%; width:auto"><span style="width:auto"><span style="font-family:Calibri,sans-serif; width:auto"><span style="font-size:14pt; width:auto"><span style="line-height:150%; width:auto"><span style="font-family:DFKai-SB; width:auto">本次研討會邀請到富而德律师事务所（Freshfields）的合伙人Tim Mak及Matthew O’Callaghan等4位律師作為主講嘉賓，從多年來協助金融机构客户處理監管調查及訴訟案件的實戰經驗出發，與現場聽眾共同探討監管人員在调查違規事项時的關注點和邏輯，深入交流受監管者應當如何精準高效地處理監管關係。此次活動吸引了近百名會員單位代表參加，聽眾與主講嘉賓踴躍交流，現場氣氛十分活躍。</span></span></span></span></span></span></span></p> <p><span style="font-size:14pt; width:auto"><span style="font-family:DFKai-SB; width:auto">&nbsp; &nbsp; 香港中資證券業協會將繼續加強與會員單位的溝通，了解會員需求，邀請更多業界專家舉辦分享活動。協助在港中資券商行穩致遠，共同促進業界整體專業水準不斷提升。</span></span></p> <section contenteditable="false" data-arttype="img_1" data-attr="[{&quot;img_link&quot;:{&quot;type&quot;:&quot;lnk_wrap&quot;,&quot;link&quot;:[{&quot;val&quot;:&quot;&quot;}]}},{&quot;img_border&quot;:{&quot;type&quot;:&quot;style_wrap&quot;,&quot;val&quot;:&quot;0&quot;}},{&quot;border_color&quot;:{&quot;type&quot;:&quot;style_wrap&quot;,&quot;val&quot;:&quot;#dddddd&quot;}},{&quot;image_scale&quot;:{&quot;type&quot;:&quot;style_wrap&quot;,&quot;val&quot;:&quot;100&quot;}}]" data-insertafter="true" data-readonly="true" style="margin:27px 0;"> <section class="atrWidget widget_img_1 addTools" data-ratio="custom" data-slectratio="1,1.5,1.3333,1.7778,1.6,custom" data-uploadimage="1" data-viewmode="0"> <section class="j_sortable"> <section class="sortItem"><a href="javascript:;" style="display: block;text-align:center;" target="_blank" title=""><img alt="174141_McpPuA.jpeg" class="j_img_border j_border_color j_scale_img" data-bigsrc="/data/uploads/hkcsa_HK208_20190409122323_11d74/images/article_component/144307/20250620_174211_LnATjb.jpeg" data-default="/resource/img/widgets/article/default/img_1.png" src="/data/uploads/hkcsa_HK208_20190409122323_11d74/images/article_component/144307/20250620_174211_1rtpfU.jpeg" style="border: none;" width="100%"></a></section> </section> </section> <section class="desWrap" contenteditable="true" style="text-align: center;font-size: 14px;color:#999;padding-top: 6px;"> <p class="imgdes isplaceholder" placeholder="圖片描述，不輸入則不顯示"></p> </section> </section> <section contenteditable="false" data-arttype="img_1" data-attr="[{&quot;img_link&quot;:{&quot;type&quot;:&quot;lnk_wrap&quot;,&quot;link&quot;:[{&quot;val&quot;:&quot;&quot;}]}},{&quot;img_border&quot;:{&quot;type&quot;:&quot;style_wrap&quot;,&quot;val&quot;:&quot;0&quot;}},{&quot;border_color&quot;:{&quot;type&quot;:&quot;style_wrap&quot;,&quot;val&quot;:&quot;#dddddd&quot;}},{&quot;image_scale&quot;:{&quot;type&quot;:&quot;style_wrap&quot;,&quot;val&quot;:&quot;100&quot;}}]" data-insertafter="true" data-readonly="true" style="margin:27px 0;"> <section class="atrWidget widget_img_1 addTools" data-ratio="custom" data-slectratio="1,1.5,1.3333,1.7778,1.6,custom" data-uploadimage="1" data-viewmode="0"> <section class="j_sortable"> <section class="sortItem"><a href="javascript:;" style="display: block;text-align:center;" target="_blank" title=""><img alt="174200_nYBcmN.jpeg" class="j_img_border j_border_color j_scale_img" data-bigsrc="/data/uploads/hkcsa_HK208_20190409122323_11d74/images/article_component/144307/20250620_174211_u14Kv2.jpeg" data-default="/resource/img/widgets/article/default/img_1.png" src="/data/uploads/hkcsa_HK208_20190409122323_11d74/images/article_component/144307/20250620_174211_18Hszs.jpeg" style="border: none;" width="100%"></a></section> </section> </section> <section class="desWrap" contenteditable="true" style="text-align: center;font-size: 14px;color:#999;padding-top: 6px;"> <p class="imgdes isplaceholder" placeholder="圖片描述，不輸入則不顯示"></p> </section> </section> <p>&nbsp;</p>